Compliance & Onboarding

Stay continuously compliant — without the manual chase

A dedicated module for periodic KYC updates, regulatory workflows, alerts, and document revalidation. Keep client records current and audit-ready without the spreadsheets.

Re-KYC Cycle Manager· 12,847 clients tracked
Auto-refresh
Due 14 days
42
▲ requires action
Completed MTD
218
▲ ahead of schedule
KRA · CKYC sync
100%
All registries updated
Failed
0
All retried
Re-KYC Volume · 12 Months2,640 total refreshed
Jun
Jul
Aug
Sep
Oct
Nov
Dec
Jan
Feb
Mar
Apr
May
Upcoming Re-KYC4 next 30d
25May
Client #C-12847 (high-risk)
3-year cycle · Aadhaar OTP
In 4d
28May
Batch of 18 retail clients
Auto-batched · CKYC verify
In 7d
02Jun
Client #C-09421 (HNI)
Video KYC required
In 12d
15Jun
Quarterly KRA sync
All 12,847 clients
In 25d
Activity Feed · TodayLive
Re-KYC completed · 12 clients
CKYC + KRA synced
14:32
Reminders sent · 42 due in 14d
SMS + Email + In-app
14:00
Risk profile upgraded · 3 clients
Auto-triggered earlier Re-KYC
13:28
KRA sync · 12,847 clients
Daily reconciliation passed
11:00
On-time rate
99.8%
Avg cycle
4.2min
Audit trail
100% logged
SEBI
✓ aligned
Auto
Periodic reminders
0
Spreadsheets to maintain
Risk-based
Re-KYC tiers
Audit
Complete logs

Everything Re-KYC & Compliance Workflows brings to the table

A focused set of capabilities designed for real workflows in real financial businesses.

Periodic reminders

Smart scheduling for low, medium, and high-risk client tiers per SEBI norms.

Alerts & nudges

Email, SMS, and in-app nudges that escalate as the deadline approaches.

Document revalidation

Targeted re-collection of only the documents that have expired or changed.

Compliance dashboard

At-a-glance view of pending, completed, and overdue Re-KYC across the book.

Maker-checker flows

Configurable approval workflows with exception handling.

Audit trail

Every reminder, response, and approval logged for inspection readiness.

Automation

Re-KYC that runs itself

The system tracks client tiers, schedules reminders, and escalates aging cases without manual intervention. Your team only sees what needs review.

  • Risk-based scheduling (low / medium / high)
  • Automated email, SMS, and in-app reminders
  • Aging escalation with branch / RM ownership
  • Bulk Re-KYC campaigns with progress tracking
Compliance

Always inspection-ready

A live compliance dashboard plus a complete audit trail means you're prepared for SEBI inspections, exchange audits, and internal reviews.

  • Live compliance dashboard across the client book
  • Pending / overdue / completed status reports
  • Complete audit trail with user-level history
  • Pre-built exchange and SEBI reports

Connects with the systems and partners your firm already uses

KRA
CKYCR
UIDAI
NSDL PAN
SMS Gateway
Email
CRM
Reporting

Built for who actually uses it

Brokers
Periodic KYC at scale
Compliance Teams
Inspection readiness
NBFCs
Customer revalidation
Wealth Firms
Investor data hygiene

Ready to see Re-KYC & Compliance Workflows in action?

Book a 30-minute demo with our product team and we'll walk you through how Re-KYC & Compliance Workflows fits into your business.